Tuesday, 4 June 2019

Second Appeal vs DOP&T for not providing file notings on selection of Lokpal


BY REGISTERED POST
Right to Information Act, 2005

Second Appeal No.
[For Office Use only]
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INDEX OF SECOND APPEAL

S No.
Subject
Dated of origin
Annexure
Page(s) Number(s)
1
Index of Second Appeal
-
-
1
2
Second Appeal

-
1-8
3
RTI application No. DOP&T/R/2019/51717
27.3.2019
A
9
4
Reply of CPIO vide F No. 407/01/2019-AVD-IC(LP)
23.4.2019
B
10-12
5
First Appeal No. DOP&T/A/2019/60366
24.4.2019
C
13-14
6
Order of FAA vide F No. 407/-1/2019-AVD-IV (LP) received online on 24.5.2019
22.5.2019

D
15-18


Place: Bengaluru - 560038                                                     
Date:   1st June 2019                                                               (S. Y. SAVUR)  
Name of the applicant/Appellant

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The Right to Information Act, 2005
Second Appeal before Central Information Commission
Submitted under Section 19 (1),
(8) (a) (iv), (b) of the Right to Information Act -2005

1.         Name and Address of the Appellant: S Y Savur,  141 Jal Vayu Towers, NGEF Layout, Indira Nagar (PO), Bengaluru - 560038

2.         Name and address of the Central Public Information Officer to whom the application was addressed: -  Shri Anil Bajpai, Under Secretary & CPIO, Dept of Personnel & Training, Ministry of Personnel, Public Grievance & Pensions, Govt of India, North Block, New Delhi - 110001

3.         Name and address of the Central Public Information Officer who gave reply to the application: - Shri Anil Bajpai, Under Secretary & CPIO, Dept of Personnel & Training, Ministry of Personnel, Public Grievance & Pensions, Govt of India, North Block, New Delhi - 110001

4.         Name & address of the First Appellate Authority Appeal: - Shri Anurag Sharma, Deputy Secretary & First Appellate Authority (FAA), Dept of Personnel & Training, Ministry of Personnel, Public Grievance & Pensions, Govt of India, North Block, New Delhi - 110001

5.         Name & address of the First Appellate Authority Appeal who passed order on the appeal: - Shri Anurag Sharma, Deputy Secretary & First Appellate Authority, Dept of Personnel & Training, Ministry of Personnel, Public Grievance & Pensions, Govt of India, North Block, New Delhi - 110001


6.         Particulars of the application, including number and date, name and address of CPIO and to whom the application was made: - RTI Online Application number DOP&T/R/2019/51717 dated 27.3.2019 (Annexure A) to Shri Anil Bajpai, Under Secretary & CPIO, Dept of Personnel & Training, Ministry of Personnel, Public Grievance & Pensions, Govt of India, North Block, New Delhi - 110001

7.         Particulars of the First Appeal, including number and date, name and address of FAA to whom the First appeal were made: - RTI Online First Appeal No. DOP&T/A/2019/60366 dated 24.4.2019 Shri Anurag Sharma, Deputy Secretary & First Appellate Authority,   , Dept of Personnel & Training, Ministry of Personnel, Public Grievance & Pensions, Govt of India, North Block, New Delhi - 110001

8.         Particulars of the Reply including number, if any, against which the appeal is preferred

(a)        Under Secretary & CPIO, DoP&T, Reply vide F No. F No. 407/01/2019-AVD-IC(LP) dated 23.4.2019

(b)        Deputy Secretary & FAA, DOP&T, Order vide F No. 407/01/2019-AVD-IC(LP)  dated 22.5.2019 received online on 24.5.2019

9.         Brief Facts leading to Second Appeal in DOP&T/R/2019/51717 and DOP&T/A/2019/60366

9.1.      RTI Application No. DOP&T/R/2019/51717: As a public spirited, law abiding senior citizen and Armed Forces Veteran who retired at the level equivalent to a Secretary to the Govt of India, this applicant/appellant has been following the case(s) filed in the honourable Supreme Court in the matter of inordinate delay by the Govt of India in appointing the Lokpal and Lok Ayuktas. When finally the matter was resolved, by the GoI giving its action taken report to the honourable Court, the undersigned decided to file a RTI request to learn about and understand the process by which the Lokpal and Members of the Lokpal were appointed. Therefore, as allowed by Section 2 (f) of the RTI Act, 2005, the undersigned sought information (Please refer to Annexure A) including file notings that preceded the appointments by the Govt of India. However, the CPIO denied the information (Please refer to Annexure B) citing and attaching an order of the honourable Supreme Court in Contempt Petition No. 714 of 2018 by citing a passage from the order viz.

“…for putting the names recommended by the Search Committee in the public domain is concerned, we have considered the provisions of Section 4 (4) of the Act and it is our considered view that no direction from the Court should be issued in this regard…”      

9.1.1.   Section 4 (4) of the Lokpal & Lokayuktas Act 2013 reads as follows: -

“(4) The Selection Committee shall regulate its own procedure in a transparent manner for selecting the Chairperson and Members of the Lokpal.

On plain reading of the above section, it would not be difficult to understand that the honourable Court did not wish to issue any direction on how the Selection Committee shall regulate its own procedure in a transparent manner because the Section 4 (4) of the Lokpal and Lok Ayuktas Act 2013 states that the Selection Committee shall regulate its own transparent manner. For a matter to be transparent, there needs ready access to the information so that knowledge of the procedure adopted by the Committee is available to any one who wishes to seek information. Further, not providing information would have been possible only if either the Court issued an order barring dissemination of information or the Selection Committee barred information by invoking the provisions of Section 8 (1) or 9 of the RTI Act, 2005.

9.1.2.   As CPIO has not provided a copy of an order from the Selection Committee seeking exemption under Section 8 or 9 of the RTI Act, 2005 or from the Court specifically that information should not be provided as explained in Section 8 (1) (b), the matter of placing information in the public domain is governed by Section 4 of the RTI Act, 2005. Neither of these reasons has been stated by the CPIO in his reply to deny the requested information. Therefore, this applicant was forced by the reply of the CPIO to file a First Appeal.  

9.2.      Online First Appeal No. DOP&T/A/2019/60366: The FAA has, vide his order dated 23.5.2019 (Please refer to Annexure D) sought to support the stand taken by the CPIO and expanded that denial by stating the following reasons:
 
“6. AND WHEREAS, it is  also observed that appellant has not reflected which public interest it serves while referring to Section 8 (2) of the RTI Act and also seemingly the analogy drawn from provisions of Section 22 of the RTI Act also does not appear relevant for this appeal.

9.2.1.   Crores of Indians know that corruption is prevalent in may departments of the Govt and that under immense public pressure, the UPA Govt enacted the Lokpal and Lok Ayuktas Act 2013. It is also common knowledge, that the FAA would not be ignorant of, that the honourable Supreme Court had to continuously prod the GoI to make progress on the appointment of Lokpal and Lok Ayuktas in public interest as it would provide succour to ordinary law-abiding citizens seeking remedy from the corruption of public servants, including the Prime Minister. It appears that the FAA does not wish to acknowledge that the appointment of Lokpal and Lok Ayuktas was in Public interest. Therefore, the FAA, who is a Deputy Secretary to the Govt of India, (even an IAS) requiring this appellant to inform him “which public interest” the order (Please see Annexure D) is against (Section 6 (2) of the RTI Act, 2005) as an applicant or appellant does not have to give reasons for requesting for the information.

9.2.2.   Further, the Hon’ble Supreme Court of India in the decision of R.B.I. and Ors. V. Jayantilal N. Mistry and Ors, Transferred Case (Civil) No. 91 of 2015 (Arising out of Transfer Petition (Civil) No. 707 of 2012 decided on 16.12.2015 observed as under:

The ideal of ‘Government by the people’ makes it necessary that people have access to information on matters of public concern. The free flow of information about affairs of Government paves way for debate in public policy and fosters accountability in Government. It creates a condition for ‘open governance’ which is a foundation of democracy.”

9.2.3.   FAA vide his order of 23.5.2019 (Please refer to Annexure D) has sought to deny information on the grounds that this appellant has not spelt out the invoking of Section 8 (2) viz Public Interest. Lokpal & Lok Ayuktas has been established in Public interest to protect the ordinary citizen from corrupt officials and knowing the decision making process of selecting the Protectors is adequate “Public interest.” This appellant requests that honourable CIC may wish to consider the following supporting orders/judgments: -
(i)         Decision No. CIC /OK/A/2008/00860/SG/0809 ;
Appeal No. CIC/OK/A/2008/00860/
“During the next hearing on 31 December 2008, the Commission said the RTI is one of the most fundamental human rights and before going further, it is desirable to look into the Preamble of the Act and some of its provisions. The preamble reads as...
“AND WHEREAS democracy requires an informed citizen and transparency of information which are vital to its functioning and also to contain corruption and to hold governments and their instrumentalities accountable to the governed; 
“AND WHERAS revelation of information in actual practice is likely to conflict with other public interests including efficient operations of the Governments, optimum use of limited fiscal resources and the preservation of confidentiality of sensitive information;
“AND WHEREAS it is necessary to harmonize this conflicting interest while preserving the paramountcy of the democratic ideal;”
The preamble is the soul of the Act and clearly spells out the aims and objectives of the Act, Mr Gandhi said. As per Section 3 of the Act, citizen’s right to access information under the Act is absolute, subject only to limitations prescribed under the Act. To make this right meaningful and effective, citizens are not required to give any justification for seeking information, the Commission said(emphasis supplied).
(ii) The Hon’ble Supreme Court in the matter of Bihar Public Service Commission v. Saiyed Hussain Abbas Rizwi: (2012) 13 SCC 61 while explaining the term “Public Interest” held:

22. The expression "public interest" has to be understood in its true connotation so as to give complete meaning to the relevant provisions of the Act. The expression "public interest" must be viewed in its strict sense with all its exceptions so as to justify denial of a statutory exemption in terms of the Act. In its common parlance, the expression "public interest", like "public purpose", is not capable of any precise definition. It does not have a rigid meaning, is elastic and takes its  colour from the statute in which it occurs, the concept varying with time and state of society and its needs (State of Bihar v. Kameshwar Singh ([AIR 1952 SC 252]). It also means the general welfare of the public that warrants recognition and protection; something in which the public as a whole has a stake [Black's Law Dictionary (8th Edn.)]” (Emphasis supplied).    

(iii)       Hon’ble High Court of Delhi in Mujibur Rehman vs Central Information Commission (W.P. (C) 3845/2007)(Dated 28 April, 2009) wherein it was held as under:

“14.......The court cannot be unmindful of the circumstances under which the Act was framed, and brought into force. It seeks to foster an "openness culture" among state agencies, and a wider section of "public authorities" whose actions have a significant or lasting impact on the people and their lives. Information seekers are to be furnished what they ask for, unless the Act prohibits disclosure; they are not to be driven away through sheer inaction or filibustering tactics of the public authorities or their officers. It is to ensure these ends that time limits have been prescribed, in absolute terms, as well as penalty provisions. These are meant to ensure a culture of information disclosure so necessary for a robust and functioning democracy(emphasis in Complaint No.:-CIC/DOREV/C/2016/294561-BJ Date of Hearing: 06.10.2017; Date of Decision: 10.10.2017).

9.2.4. The interconnection between RTI request and Public interest and several orders of the CIC and honourable Courts has been explained in great detail in a paper on the website of CIC. The following extracts are produced: -

(i) In Secretary, Ministry of Information and Broadcasting, Govt. of India and Ors. v. Cricket Association of Bengal and Ors. MANU/ SC/0246/1995: (1995) 2 SCC 161, this Court also held that right to acquire information and to disseminate it is an intrinsic component of freedom of speech and expression.

(ii) On Page 5: - The terms public interest has to be interpreted as “Redressing public injury, enforcing public duty, protecting social, collective, ‘diffused’ rights and interests vindicate public interest... [In the enforcement of which] the public or a class of the community have pecuniary interest or some interest by which their legal rights or liabilities are affected.    


9.3.      FAA further attempts to justify his denial of an order to the CPIO to provide information with the following statement:
 
7. AND WHEREAS as regards (a) in para 5 above, the concerned CPIO has within his administrative competence san legal expertise viewed that the directions of the Apex Court to preclude sharing of such information on public platform notwithstanding provision of Section4 (4) of the Lokpal and Lokayuktas Act, 2013. Thus, it may not be appropriate to direct the CPIO to provide the information as desired by you as legal expertise to interpret such directions is not available in the executive domain of DOP&T.” 
           
9.3.1.   The Section 4 (4) of the Act referred to, in the opinion of this applicant/appellant is that in the Lokpal and Lok Ayuktas Act 2013 which reads as

“(4) The Selection Committee shall regulate its own procedure in a transparent manner for selecting the Chairperson and Members of the Lokpal.   

9.3.2.   A plain reading language will show that there is no ambiguity that the Order of the honourable Court pertains to the procedure to be evolved by the Selection Committee which has to be in a “transparent manner” (emphasis supplied). A simpler understanding would be that the Court did not find the necessity to comment on the procedure the Selection Committee would adopt for selecting the Chairpersons and Members of the Lokpal. Further, the need for transparency is obviously so that any one wishing to know how the Selection Committee went about its business would be provided the information.

9.3.3    FAA, while denying information or an order to the CPIO to provide information has not stated in his order that

9.3.3.1. The Selection Committee exercised exemption from disclosure of information under Section 8 or 9 of the RTI Act, 2005.

9.3.3.2. The honourable Court has given an order as required in Section 8 (1) (b) not to disclose information.

Further, the matter of placing information in the public domain is governed by Section 4 of the RTI Act, 2005 and not by Section 4 (4) of the Lokpal and Lok Ayuktas Act 2013.

9.3.4.   In several judgments by honourable High Court and most recently the Supreme Court in Review Petition (Criminal) 46 of 2019 in Writ Petition (Criminal) 298 of 2018, commonly known as the Rafale Review Petition, has held that the RTI Act 2005 has primacy over any other Act including the Official Secrets Act 1923. Therefore, for the FAA to conclude that this has no relevance to the present application for information (Annexure A) or Appeal (Annexure C) is inconsistent with facts, even the truth.

10.       Prayer or relief sought:

10.1.    CPIO, DoP&T may be ordered to provide the specific information requested for.

10.2.    FAA, DOP&T may be required to improve his knowledge of his Ministry as well as of the purview of the RTI Act, 2005 especially of the relevant and contemporaneous orders of CIC/Courts on what constitutes Public Interest and how the CPIO may seek assistance under Section 5 of the RTI Act. FAA may also be instructed to derive benefit from attending the training/sensitisation courses DOP&T conducts on for CPIOs and FAAs on RTI Act, 2005. 

11.       Grounds for the prayer or relief: -  

11.1.    Involving the CPIO, DOP&T:

11.1.1. This applicant/appellant has not sought any opinion, legal or otherwise or an interpretation by the CPIO insofar as the judgment of the honourable Supreme Court in Contempt Petition 714/2018 in WP (C) No. 245 of 2014. The application simply requested for information as defined in Section 2 (f) of the RTI Act, 2005. viz. photocopies of the file notings, meetings, discussions etc that preceded the selection of the Lokpal and Members.

11.1.2. From a prior reading of the CIC orders/ Courts’ judgments, this applicant/appellant is aware that CPIO, “is also not required to provide ‘advice’ or ‘opinion’ to an applicant, nor required to obtain and furnish any ‘opinion’ or ‘advice’ to an applicant….”

(i)            Para 35 of most often quoted to deny information of the honourable Supreme Court’s judgement in Aditya Bandopadhyay Vs CBSE in SLP (C) No. 7526 of 2009             

(i)   CIC/SB/A/2016/001025/CBECE-SJ in Subrata Guha Ray Vs CPIO, CBEC

(ii) Judgment of hon’ble Supreme Court in SLP (C) 34868 of 2009 decided on 04.1 2010 in Khanapuram Gandiah Vs AO & Others, etc.

11.1.3. CPIO has sought to deny information by his interpretation/opinion on the honourable Court allowing the Selection Committee to set its own procedure under Section 4 (4) of the Lokpal and Lokayuktas Act 2013 as his reason to deny information. This is neither relevant nor in the spirit of the RTI Act, 2005 supported by above quoted orders of CIC and judgments of honourable Supreme Court. CPIO must surely be aware that

(i)         Information can be denied only under Section 8 or 9 of the RTI Act, and

(ii)        That Section 22 of the RTI Act 2005 clearly states that the Act has primacy over all others Acts and Rules.       

11.2.    FAA has sought to deny information

11.2.1. By stating that this appellant has not explained the reason for public interest though he would be aware that the political party elected to form the Govt in 2014 rode to power on the promise of a speedy implementation of the Lokpal and Lokayuktas Act 2013, enacted by the previous (UPA) Govt.

11.2.2. Even though there are orders of CIC and Courts have been cited to illustrate that the applicant need not give reasons for his/her request vide Section 6.2 of the RTI Act, 2005.

11.2.3. Even though the information sought is specific – file notings, minutes of deliberations, discussion, meetings, OMs, ID Notes etc that preceded the announcement of the appointments of Lokpal and Members.

11.2.4. Inferring with what reason that he alone knows that the CPIO is not qualified to provide any Opinion or advice or legal interpretation of the honourable Court’s order which he has attached to his reply. Hence it conveys an impression that there in an intentional delay in providing information for which the FAA has remarked about legal competence of the CPIO, which is not part of the information sought nor relevant to the request ( Ref No. DOP&T/R/2019/51717).

11.2.5. Even though the FAA, who is a senior officer is aware of “The role of the Department of Personnel & Training can be conceptually divided into two parts, In its large nodal role, it acts as the formulator of policy and the watch-dog of the Government ensuring that certain accepted standards and norms, as laid down by it, are followed by all Ministries/Departments, in the recruitment, regulation of service conditions, posting/transfers, deputation of personnel as well as other related issues (https://dopt.gov.in/about-us/functions/roles-responsibilities-).

11.2.6. With Departments and attached offices such Central Vigilance Commission, Joint Consultative Machinery, Central Administrative Tribunal, Staff Welfare, Public Sector Enterprises Board and Central Information Commission, requiring legal advice of numerous matters, there would be no dearth of legal qualified officers in Min of Personnel, Public Grievances and Pension. If legal assistance to help the CPIO or FAA decide whether the information could, per se, be provided, but which is NOT relevant to the instant request for information, then CPIO or FAA could have sought such assistance under Section 5 of the RTI Act 2005.

12.       Other Information Related to the Second Appeal

                                                                        Nil

13.       Verification/Authentication by the Appellant: I hereby verify that the aforementioned facts are true to the best of my knowledge and belief. I also declare that this matter is not previously filed with this Commission or is pending with any Court or Tribunal or Authority. I also declare that I have authenticated all copies attached to this Second Appeal.

 
Place: Bengaluru - 560038                                                                Sd/--------------------
Date:   1st June 2018                                                                           (S. Y. SAVUR)  
Name of the applicant/Appellant

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